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Registrant Name / Fund Manager
GHI Limited
DEF Limited
JKL Limited
ABC Limited
Admiral Limited
Ansa Merchant Bank Limited
Aspire Fund Management Company Limited
B3V Holdings Limited
Bourse Brokers Limited
Bourse Securities Limited
Burris Stephen
Capital Markets Elite Group Trinidad and Tobago Limited
Caribbean Stockbrokers Limited
Citicorp Merchant Bank Limited
Development Finance Limited
Eppley Caribbean Property Fund Limited SCC
FCL Financial Limited
Figtree Financial TT Limited
First Citizens Bank Limited
First Citizens Brokerage and Advisory Services Limited
First Citizens Depository Services Limited
First Citizens Portfolio and Investment Management Services Limited
CIBC Caribbean Bank Limited
Firstline Securities Limited
Guardian Asset Management and Investment Services Limited
Guardian Group Trust Limited
Guardian Life of the Caribbean Limited
JMMB Bank (T&T) Limited
JMMB Securities (T&T) Limited
JMMB Investments Trinidad and Tobago Limited
KCL Capital Market Brokers Limited
KSBM Asset Management Limited
Maritime Capital Limited
Massy Finance GFC Ltd
Mondial Trinidad Limited
Murphy Clarke Financial Limited
NCB Merchant Bank Trinidad and Tobago Limited
RBC Investment Management (Caribbean) Limited
Republic Bank Limited
Republic Wealth Management Limited (Formerly RSL)
Sagicor Funds Incorporated
Sagicor Investments Trinindad and Tobago Limited
Sagicor Life Incorporated
Scotia Investments (Trinidad and Tobago) Limited
Scotiabank & Trust (Cayman) Ltd.
Scotia Asset Management (Barbados) Inc.
Scotiabank Trinidad and Tobago Limited
SEAF Caribbean Management LLC
SHBL Investments Company Limited
Sheppard Securities Limited
Sheppard Stockbrokers Limited
The Home Mortgage Bank
Trinidad & Tobago Unit Trust Corporation
Williams Aldon Philip
Waterloo Capital Advisors Limited
West Indies Stockbrokers Limited
First Citizens Investment Services Limited
RBC Merchant Bank Caribbean Limited
RBC Royal Bank Trinidad and Tobago Limited
West Indies Stockbrokers Limited
Ansa Wealth Management Limited
KCL Capital Market Brokers Limited
KSBM Asset Management Limited
Scotia Investments (Trinidad and Tobago) Limited
Scotiabank & Trust (Cayman) Ltd.
Scotia Asset Management (Barbados) Inc.
Registrant Type
Broker Dealer
CIS Manager
Investment Adviser
Funds Managed
All
GAM Global Fund Solution Conservative Fund
ABC Equity Fund
ABC Fixed Income Fund
ABC Growth & Income Fund
ABC Test Fund
Admiral Limited
Admiral Limited
Admiral Limited
Admiral Limited
Admiral Limited
Ansa Merchant Bank Limited
Ansa Merchant Bank Limited
ANSA TT$ Income Fund
ANSA TT$ Income Fund
ANSA TT$ Secured Fund
ANSA TT$ Secured Fund
ANSA US$ Income Fund
ANSA US$ Income Fund
ANSA US$ Secured Fund
ANSA US$ Secured Fund
Ansa Wealth Management Limited
Ansa Wealth Management Limited
Ansa Wealth Management Limited
Ansa Wealth Management Limited
Ansa Wealth Management Limited
Aspire Fund Management Company Limited
Aspire Fund Management Company Limited
B3V Holdings Limited
Bourse Brokers Limited
Bourse Securities Limited
Bourse Securities Limited
Bourse Securities Limited
Bourse Securities Limited
Bourse Securities Limited
Bourse Securities Limited
Burris Stephen
Calypso Macro Index Fund
Calypso Macro Index Fund
Capital Markets Elite Group Trinidad and Tobago Limited
Caribbean Stockbrokers Limited
CIBC Caribbean Bank Limited
Citicorp Merchant Bank Limited
Clewett Nigel
Corporate Fund
Corporate Fund
Corporate Fund
DEF Equity Fund
DEF Fixed Income Fund
DEF Growth & Income Fund
Development Finance Limited
Eppley Caribbean Property Fund Limited SCC
Eppley Caribbean Property Fund Limited SCC
Eppley Caribbean Property Fund Limited SCC - Development Fund
Eppley Caribbean Property Fund Limited SCC - Value Fund
FCL Financial Limited
FCL Financial Limited
FCL Financial Limited
FCL Financial Limited
Figtree Financial TT Limited
First Citizens Bank Limited
First Citizens Brokerage and Advisory Services Limited
First Citizens Depository Services Limited
First Citizens Investment Services Limited
First Citizens Portfolio and Investment Services Limited
First Citizens Portfolio and Investment Services Limited
First Citizens Portfolio and Investment Services Limited
First Citizens Portfolio and Investment Services Limited
First Citizens Portfolio and Investment Services Limited
First Citizens Portfolio and Investment Services Limited
First Citizens Tax Advantage Plus
Firstline Securities Limited
GAM Aggressive Global Fund Solution
GAM Asia-Pacific Rim Equity Fund
GAM Asia-Pacific Rim Equity Fund
GAM Conservative Global Fund Solution
GAM Emerging Market Bond Fund
GAM Emerging Market Bond Fund
GAM European Equity Fund
GAM European Equity Fund
GAM Global Bond Fund
GAM Global Bond Fund Parent
GAM Global Equity Fund
GAM Global Equity Fund
GAM Global Fund Solution Aggressive Fund
GAM Global Fund Solution Moderate Fund
GAM Guardian Caribbean Equity Fund
GAM Guardian Fixed Income Fund
GAM Moderate Global Fund Solution
GAM New Economy Equity Fund
GAM New Economy Equity Fund
GAM North American Equity Fund
GAM North American Equity Fund
GAM Pan Caribbean Balanced Fund
GAM Pan Caribbean Balanced Fund
GAM TTD Monthly Income Fund
GAM TTD Monthly Income Fund
GAM USD Monthly Income Fund
GAM USD Monthly Income Fund
GHI Equity Fund
GHI Fixed Income Fund
GHI Growth & Income Fund
Global Investor Select ETF Fund SP -Aggressive
Global Investor Select ETF Fund SP -Conservative
Global Investor Select ETF Fund SP -Moderate
Growth and Income Fund
Growth and Income Fund
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Asset Management and Investment Services Limited
Guardian Caribbean Equity Fund
Guardian Fixed Income Fund
Guardian Group Trust Limited
Guardian Life of the Caribbean Limited
JKL Equity Fund
JKL Fixed Income Fund
JKL Growth & Income Fund
JMMB Bank (T&T) Limited
JMMB Global Equities Fund
JMMB International Corporate Bond Fund
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Investments Trinidad and Tobago Limited
JMMB Optimal Fund TTD
JMMB Optimal USD Fund
JMMB Regional Sovereign Bond Fund
JMMB Securities (T&T) Limited
JMMB TTD Income Fund
JMMB USD Income Fund
KCL Capital Market Brokers Limited
KCL Capital Market Brokers Limited
KSBM Asset Management Limited
KSBM Asset Management Limited
KSBM Asset Management Limited
KSBM Asset Management Limited
Maritime Capital Limited
Maritime Capital Limited
Maritime Capital Limited
Maritime Capital Limited
Maritime Capital Limited
Massy Finance GFC Ltd
Mondial Trinidad Limited
Mortgage Participation Fund
Murphy Clarke Financial Limited
NCB Merchant Bank Trinidad and Tobago Limited
NCB Merchant Bank Trinidad and Tobago Limited
NCB Merchant Bank Trinidad and Tobago Limited
NCB Merchant Bank Trinidad and Tobago Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management (Caribbean) Limited
RBC Investment Management Caribbean Limited
RBC Investment Management Caribbean Limited
RBC Investment Management Caribbean Limited
RBC Investment Management Caribbean Limited
RBC Merchant Bank Caribbean Limited
RBC Royal Bank Trinidad and Tobago Limited
RBC TTD Future Cash Tax Savings and Retirement Fund
RBC TTD Future Cash Tax Savings and Retirement Fund
RBC TTD Group Future Cash Employee Retirement Benefit Plan
RBC TTD Group Future Cash Employee Retirement Benefit Plan
RBC USD Future Cash Tax Savings and Retirement Fund
RBC USD Future Cash Tax Savings and Retirement Fund
RBC USD Group Future Cash Employee Retirement Benefit Plan
RBC USD Group Future Cash Employee Retirement Benefit Plan
Republic Bank Limited
Republic Caribbean Equity Fund
Republic Money Market Fund
Republic US$ Fixed Income Securities Fund
Republic Wealth Management Limited (Formerly RSL)
Republic Wealth Management Limited (Formerly RSL)
Republic Wealth Management Limited (Formerly RSL)
Republic Wealth Management Limited (Formerly RSL)
Republic Wealth Management Limited (Formerly RSL)
Republic Wealth Management Limited (Formerly RSL)
Republic Wealth Management Limited Formerly RSL
Republic Wealth Management Limited Formerly RSL
Roytrin EURO HighYield Fund
Roytrin EURO HighYield Fund
Roytrin Mutual USD Income and Growth Fund
Roytrin Mutual USD Income and Growth Fund
Roytrin TT Dollar High Yield Fund
Roytrin TT Dollar High Yield Fund
Roytrin TT Dollar Income Fund
Roytrin TT Dollar Income Fund
Roytrin TT Dollar Money Market Fund
Roytrin TT Dollar Money Market Fund
Roytrin TTD Income and Growth Fund
Roytrin TTD Income and Growth Fund
Roytrin US Dollar Income Fund
Roytrin US Dollar Income Fund
Roytrin US Dollar Money Market Fund
Roytrin US Dollar Money Market Fund
Sagicor Asset Management Incorporated
Sagicor Global Balanced Fund
Sagicor Go-Mutual Balanced (TTD);
Sagicor Go-Mutual Bond (TTD);
Sagicor Go-Mutual Bond (USD);
Sagicor Go-Mutual Equity (TTD);
Sagicor Go-Mutual Income (USD)
Sagicor Investments Trinindad and Tobago Limited
Sagicor Investments Trinindad and Tobago Limited
Sagicor Investments Trinindad and Tobago Limited
Sagicor Investments Trinindad and Tobago Limited
Sagicor Investments Trinindad and Tobago Limited
Sagicor Investments Trinindad and Tobago Limited
Sagicor Life Incorporated
Sagicor Life Incorporated
Sagicor Life Incorporated
Sagicor TT Fixed Income Fund
Sagicor US Global Balanced Fund
Samaan Tree Fund
Savinvest Capital Growth Fund
Savinvest Group Retirement Plan
Savinvest India Asia Fund
Savinvest Individual Retirement Plan
Savinvest Structured Investment Fund
Savinvest US$ Investment Income Fund
Scotia Asset Management (Barbados) Inc.
Scotia Asset Management (Barbados) Inc.
Scotia Asset Management (Barbados) Inc.
Scotia Asset Management (Barbados) Inc.
Scotia Canadian Equity Fund
Scotia Canadian Equity Fund
Scotia Caribbean Income Fund
Scotia Caribbean Income Fund
Scotia Caribbean Income Fund - Class A
Scotia Global Equity Fund
Scotia Global Equity Fund
Scotia Global Equity Fund- Class A
Scotia Investments (Trinidad and Tobago) Limited
Scotia Investments (Trinidad and Tobago) Limited
Scotia Investments (Trinidad and Tobago) Limited
Scotia Investments (Trinidad and Tobago) Limited
Scotia Investments Trinidad and Tobago Limited
Scotia Money Market Fund
Scotia Money Market Fund
Scotia Money Market Fund - Class A
Scotia Trinidad and Tobago Fixed Income Fund
Scotia Trinidad and Tobago Fixed Income Fund
Scotia Trinidad and Tobago Growth and Income Fund
Scotia Trinidad and Tobago Growth and Income Fund
Scotia Trinidad and Tobago Short-Term Income Fund
Scotia Trinidad and Tobago Short-Term Income Fund
Scotia US Dollar Bond Fund
Scotia US Dollar Bond Fund
Scotia US Dollar Bond Fund - Class A
Scotia US Equity Fund
Scotia US Equity Fund
Scotia US Equity Fund - Class A
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank & Trust (Cayman) Ltd.
Scotiabank Trinidad and Tobago Limited
SEAF Caribbean Management LLC
SEAF Caribbean Management LLC
SEAF Caribbean Management LLC
SEAF Caribbean Management LLC
SHBL Investments Company Limited
Sheppard Securities Limited
Sheppard Stockbrokers Limited
The Abercrombie TTD Monthly Fixed Income Fund
The El Tucuche Fixed Income Fund
The Home Mortgage Bank
The Home Mortgage Bank
The Home Mortgage Bank
The Immortelle Income and Growth Fund
The Maritime Global Equity Fund Class A
The Maritime Global Equity Fund Class F
The Maritime Income & Growth Fund Class A
The Maritime Income & Growth Fund Class F
The Paria US$ Monthly Fixed Income Fund
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
Trinidad & Tobago Unit Trust Corporation
TT Dollar Income Fund
TT Dollar Income Fund
Universal Retirement Fund
Universal Retirement Fund
US Dollar Income Fund
US Dollar Income Fund
West Indies Stockbrokers Limited
Williams Aldon Philip
Williams Aldon Philip
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